Ongoing equity compliance, without the internal overhead
Navigate ESOP expense accounting, board resolutions management, RTA empanelment, iSAFE Note creation, and ongoing equity compliance filings. Our experts own the process so your team doesn't have to.
iSAFE Note creation and consultation
iSAFE Notes drafted and structured as part of your fundraising or compliance documentation.
Cap table advisory
Ongoing advisory to keep your cap table aligned with resolutions, filings, and ESOP activity.
Board and shareholder resolution drafting
Resolutions drafted and ready for approval, rather than assembled internally under time pressure.
ESOP valuations, expense and reporting
ESOP expense accounting and reporting kept current as valuations change.
Ongoing equity-related filing assistance
Filing support that continues after the initial engagement, not a one-time deliverable.
SEBI, RBI, and MCA filings managed
Regulatory filings across all three bodies managed so compliance gaps don't appear.
Keeping equity compliance current after a funding round
Consider a company that has just closed a funding round and needs to keep its equity-related compliance current. An iSAFE Note used during the round needs formal documentation, board and shareholder resolutions from the round need drafting and filing, the cap table needs review against the round's terms, and the ESOP pool's expense accounting needs updating for the new valuation. Rather than each of these being handled separately, a single compliance support engagement scopes the work, drafts and files the required resolutions, and keeps SEBI, RBI, and MCA filings on schedule — following the same scoping-to-delivery cycle used across Incentiv Advisory's engagements.
- 1iSAFE Note and round documentation reviewed and formalised
- 2Board and shareholder resolutions drafted and filed
- 3Cap table reviewed against the round's terms
- 4ESOP expense accounting updated for the new valuation
- 5SEBI, RBI, and MCA filings kept current through delivery
Common questions about compliance support
What is an iSAFE Note, and does Incentiv help draft one?
Yes. iSAFE Note creation and consultation is part of Incentiv's compliance support offering, handled alongside board and shareholder resolution drafting for structuring investment rounds.
Does compliance support include ongoing filings, or just one-time setup?
Compliance support is ongoing, not a one-time engagement. It includes continuing equity-related filing assistance and management of SEBI, RBI, and MCA filings as your company's equity structure evolves.
How does compliance support relate to cap table management?
Cap table advisory is part of the compliance support offering — it keeps your cap table aligned with board resolutions, ESOP expense reporting, and the filings made on the company's behalf.
Ready to put compliance on autopilot?
Book a consultation and we'll scope your board resolutions, filings, and ongoing equity compliance needs.